2,800,000 SHARES FIRST TRUST ENERGY INCOME AND GROWTH FUND COMMON SHARES OF BENEFICIAL INTEREST (PAR VALUE $0.01 PER SHARE) UNDERWRITING AGREEMENT April 30, 2013Underwriting Agreement • April 30th, 2013 • First Trust Energy Income & Growth Fund • New York
Exhibit e (vi) USAA Investment Management Company 9800 Fredericksburg Road San Antonio, TX 78288 Gentlemen: Pursuant to paragraph 12 of the Underwriting Agreement dated as of June 25, 1993, as amended, between USAA Mutual Funds Trust (the Trust),...Underwriting Agreement • November 17th, 2009 • Usaa Mutual Funds Trust
Pursuant to paragraph 12 of the Underwriting Agreement dated as of June 25, 1993, as amended, between USAA Mutual Funds Trust (the Trust), formerly known as USAA State Tax-Free Trust, and USAA Investment Management Company (the Underwriter), please be advised that the Trust has established one new series of its shares (New Fund) as set forth below:
AI TRANSPORTATION ACQUISITION CORP UNDERWRITING AGREEMENTUnderwriting Agreement • August 1st, 2023 • AI Transportation Acquisition Corp • Blank checks • New York
AI TRANSPORTATION ACQUISITION CORP, a Cayman Islands exempt company (the “Company”), hereby confirms its agreement with EF Hutton, division of Benchmark Investments, LLC (the “Representative”), as representative of the several underwriters named on Schedule A hereto (the “Underwriters” or, each underwriter individually, an “Underwriter”), as follows:
Exhibit 99.11 TRANSATLANTIC HOLDINGS, INC. XXXXXX SHARES OF COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • March 10th, 2010 • American International Group Inc • Fire, marine & casualty insurance • New York
UNDERWRITING AGREEMENT between LQR HOUSE INC. and EF HUTTON, division of Benchmark Investments, LLC as Representative of the Several Underwriters LQR HOUSE INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 11th, 2023 • LQR House Inc. • Beverages • New York
30,000,000 Units Nabors Energy Transition Corp. II UNDERWRITING AGREEMENTUnderwriting Agreement • June 21st, 2023 • Nabors Energy Transition Corp. II • Blank checks • New York
PROCEPT BIOROBOTICS CORPORATION (a Delaware corporation) 4,422,169 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 4th, 2023 • PROCEPT BioRobotics Corp • Surgical & medical instruments & apparatus • New York
November 19, 2010 RBC Capital Markets, LLC BB&T Capital Markets, a division of Scott & Stringfellow, LLC Janney Montgomery Scott LLC Ladenburg Thalmann & Co. Inc. Maxim Group LLC Oppenheimer & Co. Inc. Wedbush Securities Inc. Wunderlich Securities,...Underwriting Agreement • November 19th, 2010 • Energy Income & Growth Fund • New York
500,000,000 4.50% First and Refunding Mortgage Bonds, Series 2010B, Due 2040Underwriting Agreement • August 27th, 2010 • Southern California Edison Co • Electric services • New York
9,669,631 Shares of Common Stock and Pre-Funded Warrants to Purchase 1,121,736 Shares of Common Stock MIRATI THERAPEUTICS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 9th, 2023 • Mirati Therapeutics, Inc. • Pharmaceutical preparations • New York
2,400,000 SHARES FIRST TRUST ENERGY INCOME AND GROWTH FUND COMMON SHARES OF BENEFICIAL INTEREST (PAR VALUE $0.01 PER SHARE) UNDERWRITING AGREEMENT July 26, 2012Underwriting Agreement • July 26th, 2012 • First Trust Energy Income & Growth Fund • New York
Exhibit 1.1 14,375,000 Units TAILWIND FINANCIAL INC. UNDERWRITING AGREEMENTUnderwriting Agreement • September 25th, 2007 • Tailwind Financial Inc. • Blank checks • New York
12,500,000 Shares EDITAS MEDICINE, INC. COMMON STOCK, $0.0001 PAR VALUE PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • June 15th, 2023 • Editas Medicine, Inc. • Biological products, (no disgnostic substances) • New York
DoubleVerify Holdings, Inc. Common Stock Underwriting AgreementUnderwriting Agreement • August 9th, 2023 • DoubleVerify Holdings, Inc. • Services-computer programming, data processing, etc.
Providence VII U.S. Holdings L.P., a Delaware limited partnership (“Providence VII”) and Providence Butternut Co-Investment L.P., a Cayman Islands exempted limited partnership (together with Providence VII, the “Selling Stockholders”), propose, subject to the terms and conditions stated in this agreement (this “Agreement”), to sell to Goldman Sachs & Co, LLC and Barclays Capital Inc. (collectively, the “Underwriters”) an aggregate of 12,500,000 shares of Common Stock, par value $0.001 per share (“Stock”), of DoubleVerify Holdings, Inc., a Delaware corporation (the “Company”), and, at the election of the Underwriters, up to 1,875,000 additional shares of Stock. The aggregate of 12,500,000 shares of Stock to be sold by the Selling Stockholders is herein called the "Firm Shares" and the aggregate of 1,875,000 additional shares of Stock to be sold by the Selling Stockholders is herein called the “Optional Shares”. The Firm Shares and the Optional Shares that the Underwriters elect to purch
Flywire Corporation Common Stock Underwriting AgreementUnderwriting Agreement • August 11th, 2023 • Flywire Corp • Services-business services, nec
Flywire Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this agreement (this “Agreement”), to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 8,000,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 1,200,000 additional shares (the “Optional Shares”) of voting common stock, $0.0001 par value per share (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”).
EXHIBIT 1.1 BANC OF AMERICA MORTGAGE 20[__]-[_] TRUSTUnderwriting Agreement • March 13th, 2009 • Banc of America Mortgage Securities Inc • Asset-backed securities • New York
ImmunoGen, Inc. 26,000,000 Shares of Common Stock, par value $.01 per share Underwriting AgreementUnderwriting Agreement • May 5th, 2023 • ImmunoGen, Inc. • Pharmaceutical preparations • New York
ImmunoGen, Inc., a Massachusetts corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 26,000,000 shares (the “Firm Shares”) of common stock, par value $.01 per share, of the Company (the “Common Stock”) and, at the option of the Underwriters, up to an additional 3,900,000 shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are herein referred to as the “Shares”. The shares of Common Stock to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock”.
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND __________ Common Shares of Beneficial Interest $20.00 per Share UNDERWRITING AGREEMENT Dated: [ ], 2015Underwriting Agreement • September 23rd, 2015 • First Trust Dynamic Europe Equity Income Fund • New York
40,000,000 Shares APPHARVEST, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 10th, 2023 • AppHarvest, Inc. • Agricultural production-crops • New York
Air Products and Chemicals, Inc. Underwriting AgreementUnderwriting Agreement • March 3rd, 2023 • Air Products & Chemicals, Inc. • Industrial inorganic chemicals
The Securities are to be issued pursuant to an indenture, dated as of April 30, 2020 (as it may be supplemented or amended from time to time, the “Indenture”), between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”).
ATI INC. Underwriting AgreementUnderwriting Agreement • August 11th, 2023 • Ati Inc • Steel pipe & tubes • New York
ATI Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule I hereto (the “Underwriters”), for whom you are acting as Representative (the “Representative”), an aggregate of $425,000,000 principal amount of its 7.250% Senior Notes due 2030 (the “Securities”). The Securities are to be issued under a base indenture, dated as of September 14, 2021 (the “Base Indenture”), as supplemented by the Second Supplemental Indenture, to be dated as of the Closing Date (as defined below) (the “Second Supplemental Indenture” and, together with the Base Indenture, the “Indenture”), between the Company and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association (the “Trustee”).
37,500,000 Common Shares KOSMOS ENERGY LTD. UNDERWRITING AGREEMENTUnderwriting Agreement • October 19th, 2021 • Kosmos Energy Ltd. • Crude petroleum & natural gas • New York
MOBIQUITY TECHNOLOGIES, INC. UNDERWRITING AGREEMENT 3,777,634 Shares of Common Stock and accompanying 3,777,634 Series 2023 Warrants to Purchase 5,666,451 Shares of Common Stock 4,286,883 Pre-funded Warrants to Purchase 4,286,883 Shares of Common...Underwriting Agreement • February 17th, 2023 • Mobiquity Technologies, Inc. • Services-advertising • New York
1,600,000 SHARES OF COMMON STOCK CONTANGO ORE, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • July 26th, 2023 • Contango ORE, Inc. • Gold and silver ores • New York
The undersigned, Contango ORE, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Contango ORE, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representatives (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC and Freedom Capital Markets are acting as representatives to the several Underwriters (the “Representatives” and if there are no Underwriters other than the Representatives, references to multiple Underwriters shall be disregarded and the term Representatives as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein. Maxim Group LLC and Freedom Capital Markets are acting as joint-book running
BLINK CHARGING CO. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 7th, 2023 • Blink Charging Co. • Miscellaneous transportation equipment • New York
Underwriting AgreementUnderwriting Agreement • May 16th, 2023 • Equifax Inc • Services-consumer credit reporting, collection agencies • New York
Securities legislation in certain provinces or territories of Canada may provide a purchaser with remedies for rescission or damages if this prospectus supplement or the accompanying prospectus (including any amendment thereto) contains a misrepresentation, provided that the remedies for rescission or damages are exercised by the purchaser within the time limit prescribed by the securities legislation of the purchaser’s province or territory. The purchaser should refer to any applicable provisions of the securities legislation of the purchaser’s province or territory for particulars of these rights or consult with a legal advisor.
INDUSTRIAL HUMAN CAPITAL, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • October 25th, 2021 • Industrial Human Capital, Inc. • Blank checks • New York
The undersigned, Industrial Human Capital, Inc., a Delaware corporation (the “Company”), hereby confirms its agreement with A.G.P./Alliance Global Partners (the “Representative”) and with the other underwriters named on Schedule A hereto (if any), for which the Representative is acting as the representative (the Representative and such other underwriters being collectively referred to herein as the “Underwriters” or, each underwriter individually, an “Underwriter”) as follows:
8,500,000 Units Feutune Light Acquisition Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • June 21st, 2022 • Feutune Light Acquisition Corp • Blank checks • New York
The undersigned, Feutune Light Acquisition Corporation, a newly formed bank check company formed as a Delaware corporation (the “Company”), hereby confirms its agreement with US Tiger Securities, Inc (“US Tiger”) and EF Hutton, division of Benchmark Investments, LLC (“EF Hutton”, together with US Tiger, hereinafter referred to as “you”, or the “Representatives”) and with the other underwriters named on Schedule A hereto for which you are acting as representatives (the Representatives and the other Underwriters being collectively referred to herein as the “Underwriters” or, individually, an “Underwriter”), as follows:
VS MEDIA HOLDINGS LIMITED UNDERWRITING AGREEMENTUnderwriting Agreement • August 11th, 2023 • Vs MEDIA Holdings LTD • Miscellaneous publishing • New York
BANK5 2023-5YR2 COMMERCIAL MORTGAGE PASS-THROUGH CERTIFICATES, SERIES 2023-5YR2 UNDERWRITING AGREEMENT As of June 29, 2023Underwriting Agreement • July 11th, 2023 • Bank5 2023-5yr2 • Asset-backed securities • New York
Securities, Academy and Drexel, the “Underwriters” and each, individually, an “Underwriter”) the Certificates set forth in Schedule I hereto (the “Registered Certificates”) in the respective original principal amounts and notional amounts set forth in Schedule I. The Certificates and the VRR Interest represent in the aggregate the entire beneficial ownership interest in a trust fund (the “Trust Fund”) primarily consisting of a segregated pool (the “Mortgage Pool”) of twenty (20) fixed-rate mortgage loans (the “Mortgage Loans”) having an approximate aggregate principal balance of $675,072,360 as of the Cut-off Date, secured by first liens on certain fee simple and/or leasehold interests in commercial, multifamily and/or manufactured housing community properties (the “Mortgaged Properties”). The Certificates and the VRR Interest will be issued on or about July 11, 2023 (the “Closing Date”), pursuant to a pooling and servicing agreement (the “Pooling and Servicing Agreement”), dated as of
CITIGROUP COMMERCIAL MORTGAGE TRUST 2008-C7 $1,623,294,000 COMMERCIAL MORTGAGE PASS-THROUGH CERTIFICATES, SERIES 2008-C7 CLASS A-1, CLASS A-2A, CLASS A-2B, CLASS A-3, CLASS A-SB, CLASS A-4, CLASS A-1A, CLASS A-M, CLASS A-MA, CLASS A-J AND CLASS A-JA...Underwriting Agreement • May 12th, 2008 • Citigroup Commercial Mortgage Trust 2008-C7 • Asset-backed securities • New York
Merrill Lynch, Pierce, Fenner & Smith Incorporated c/o Global Commercial Real Estate 4 World Financial Center, 16th Floor 250 Vesey Street New York, New York 10080 Attention: David M. Rodgers
March 17, 2009 Banc of America Securities LLC Barclays Capital Inc. Morgan Stanley and Co. Incorporated SunTrust Robinson Humphrey, Inc. UBS Securities LLC Wachovia Capital Markets, LLC As Representatives of the several Underwriters Ladies and...Underwriting Agreement • March 19th, 2009 • Southern California Edison Co • Electric services • New York
HAYWARD HOLDINGS, INC. (a Delaware corporation) 22,259,780 Shares of Common Stock UNDERWRITING AGREEMENT Dated: August 3, 2023 HAYWARD HOLDINGS, INC. (a Delaware corporation) 22,259,780 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 4th, 2023 • Hayward Holdings, Inc. • Refrigeration & service industry machinery • New York
Underwriting AgreementUnderwriting Agreement • April 19th, 2021 • PHX Minerals Inc. • Crude petroleum & natural gas • New York
UNDERWRITING AGREEMENT between FOREMOST LITHIUM RESOURCE & TECHNOLOGY LTD. and THINKEQUITY LLC as Representative of the Several Underwriters FOREMOST LITHIUM RESOURCE & TECHNOLOGY LTD.Underwriting Agreement • August 9th, 2023 • Foremost Lithium Resource & Technology Ltd. • Miscellaneous metal ores • New York
ThinkEquity LLC As Representative of the several Underwriters named on Schedule 1 attached hereto 17 State Street, 41st Floor